WebSep 6, 2024 · Monex argued that the CFTC’s anti-fraud authority did not reach the sale of precious metals. Unfortunately, the district court sided with Monex because the transactions met the “actual delivery” requirement such that CEA Section 4b did not apply and also found that the plain language of the laws and rules require that the anti-fraud ... WebMay 28, 2013 · The Commodity Futures Trading Commission (the “Commission” or “CFTC”) is issuing this interpretive guidance and policy statement (“interpretive …
Enforcement Regimes Compared: Becoming Similar but Still …
WebJul 13, 2011 · Once again, this proposal would not in any way limit the CFTC anti-fraud or anti-manipulation authority with respect to the transactions in question. Under the Proposed CFTC Order, this temporary exemptive relief would expire on the earlier of (a) December 31, 2011 or (b) the repeal or replacement of Part 35 of the CFTC’s regulations. WebDec 6, 2024 · Recent Anti-Fraud Cases and Virtual Currencies as Commodities As noted, over the past few months, several federal district courts have rendered favorable rulings … king\u0027s chef
"The New Financial Sheriff: CFTC Anti-Fraud Authority After …
Web7 hours ago · On February 28, 2024, the CFTC filed fraud charges against Singh. The two-count complaint filed in the U.S. District Court for the Southern District of New York charges Singh with fraud by misappropriation and with aiding and abetting fraud committed by Samuel Bankman-Fried, FTX and Alameda. WebSection 6(c)(1) of the CEA will grant to the CFTC any new anti-fraud authority with respect to manipulations which it did not already have under either Section 9(a)(2) or the broader antifraud provision Section 4(b). 1 A “contract for future delivery” is the statutory term for an exchange-traded futures contract. Web7 hours ago · In proposing these rules, NHTSA has considered other Federal whistleblower programs, including the Securities and Exchange Commission's (SEC) rules to implement section 21F of the Securities Exchange Act of 1934 at 17 CFR 240.21F–1 through 240.21F–17 and the Commodities Future Trading Commission's (CFTC) rules to … lyme bay winery tours